Matthew Ledvina Discusses Compliance Relating to Investment Advisors Working in the US
Industry: Legal Services
Matthew Ledvina has highlighted the importance of compliance strategies for all investment advisors who work in the US.
Zurich, Switzerland (PRUnderground) November 20th, 2020
A leading US tax specialist Matthew Ledvina understands the intricacies of strategies designed to help individuals and investment firms with the complex issue of compliance when working in the US, or providing their services to US residents.
“The Securities and Exchange Commission (SEC) is a key part of how the US investment market works. Compliance with it is important for anyone working in this area,” states Matthew Ledvina. “Even those outside the US who provide investment services to US residents have to be registered with the SEC.”
The legal specialist has a reputation for creating simple pathways through complex issues, all with the aim of promoting business growth and expansion across all levels. His work has seen him create an end-to-end strategy that can be used by anyone from individual advisors to multi-nationals to handle the potentially complex issue of SEC registration and compliance.
Matthew Ledvina is regularly hired due to his reputation for transparency, openness, and fairness. He believes in giving businesses the tools they need to succeed, and investors access to an ever-expanding pool of options.
“I feel it’s important that businesses and individuals don’t think of the SEC as a roadblock that’s slowed them down, or one they need to try and get around. By taking a proactive and transparent approach to compliance it is always possible to build a service on a solid legal foundation,” adds Ledvina.
When Ledvina is not talking SEC strategy he works as a financial specialist, tax planning strategist, and has a wide array of interests in a variety of complimentary fields. This allows him to see the bigger picture and offer input which is both timely and prudent.
About Matthew Ledvina:
Matthew Ledvina is US tax expert with significant experience of the process of obtaining SEC registration. His approach is to be open and transparent at every stage, giving his clients a realistic picture of the timeframes and costs involved in the process. Outside interests include promoting AI as a tool that can allow businesses to accelerate their growth, and the development of a London-based Fintech company working in the field of asset-backed lending. As a legal expert with a demonstrated interest in business growth, he is ideally placed to guide others through the steps need to expand into the US investment sector.
For more information, visit www.pilotage.group
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